EXHIBIT C
INTERSTATE EXPERIENCE RATING
CONFIDENTIAL REQUEST FOR INFORMATION
The following confidential ownership statements may be used in establishing
premiums for your insurance coverages. It is extremely important that
all questions be answered completely. Your workers compensation policy
requires that you report ownership changes, and other changes as detailed
below, to your insurance carrier in writing within 90 days of the change.
If you have questions, contact your agent, insurance company, or the appropriate
rating organization. Submit the completed form to the rating organization. |
| Purpose |
| |
Name Change only
Complete column A for former entity and column for newly named entity
Complete only questions 1,2 and 3 on Section 2 |
|
|
Combination of separate entities
Complete a separate column for each entity related through common ownership
(attach additional forms if necessary) |
|
Sale, transfer or conveyance of ownership
interest
Complete column A for ownership before the change and column B for ownership
after the change |
|
|
Merger or consolidation
{ attach copy of agreement)
Complete columns A and B for the former entities and column C for the surviving
entity |
|
Formation of a new entity
Complete column A |
|
|
Sale, transfer or conveyance of an entity’s
physical assets to another entity which takes over its operations
Complete column A for the former entity and column B for the acquiring entity |
|
Voluntary or court-mandated establishment
of a trustee or receiver, excluding a debtor in possession, a trustee under
a revocable trust or a franchisor
Complete column A for ownership prior to the change, and column B for the
trustee or receiver established |
| INFORMATION |
A |
B |
C |
| Name and street address of entity |
|
|
|
| |
(P.O. Box
Numbers are not acceptable)
|
| Legal Status of Entity |
|
|
|
| |
(Corporation,
Partnership, Sole Proprietor, Trustee)
|
| Ownership |
|
|
|
| |
Corporations:
List names of owners of 5% or more of voting stock and number
of shares owned. *(Submit
shareholder proposal if transaction involved exchange of stock).
Partnerships:
List each general
partner and appropriate share in the profits. (If limited partnership,
list
name of general partner.
Other:
If no voting stock, list members of board of directors or
comparable governing body. |
|
| SECTION 2 |
| 1. |
Has this entity operated under another name in
the last four years? |
Yes
No |
| 2. |
Is the entity currently related through common majority ownership
to any entity not listed on the front of the form? |
Yes
No |
| 3. |
Has this entity been previously related through common majority
ownership to any other entities in the last four years?
|
Yes
No |
| |
If you answered yes to 1, 2, or 3 above, please
provide the following information:
|
| 4. |
Were the assets and/or ownership interest (all or a portion)
of this entity acquired from a previously existing business?
|
Yes
No |
| |
If yes, you must provide complete ownership
information of the prior owner in column
A and ownership information on the new owner in column B on the Page 1
of this form. |
| 5. |
If this is a partial sale, transfer, or conveyance
of an existing business (i.e., sale of one or more plants or locations): |
| 5a. |
Explain what portion or location of the entire operation
was sold, transferred, or conveyed.
|
|
| 5b. |
Was this entity insured under a separate policy from the
remaining portion? |
Yes
No |
| |
If not, specify the entities with which it was combined: |
|
| |
If this entity has operations in Delaware or Pennsylvania,
provide the number of employees from each of these states retained from
the prior ownership out of |
|
| |
Indicate the percentage or number retained out of the total
from each of these states |
%
state |
NOTE:
If your business has changed significantly to result in a change to the
primary (governing) classification and the process and hazard of the operation
have also changed, contact your agent, insurance company, or rating organization
for additiona information.
This is to certify that the information contained on this form is complete
and correct. |
| |
Name of insured |
|
| |
Name of person completing form |
|
| |
Date this ownership change was reported in writing to your
insurance carrier |
|
| |
Name of Owner, Partner or Executive |
|
| |
Title |
|
| |
Carrier |
|
| |
Name of Carrier officer |
|
| |
Carrier address |
|
| |
Date |
|
| |
|
|
| I have read and agree with the terms above. |
|
I agree. |
| |
Your e-mail address |
|
| |
Your comments |
|
|